Auditor – AML and Financial Crimes

Position: Auditor – AML and Financial Crimes

Date Posted: September 3, 2025

Industry: Financial Services / Banking

Employment Type: Full Time

Experience: 2+ years auditing and/or systems experience in financial institutions or similar public accounting experience

Qualification: College or University degree; professional certifications such as CAMS, CFE, CPA, CISA, CIA, ACA, ACCA or MBA preferred

Salary: $61,500 – $98,300 USD

Location: Chicago, IL, United States

Company: Northern Trust

Description:
Northern Trust, a globally recognized Fortune 500 financial institution, is seeking an Auditor – AML and Financial Crimes to join its audit team. This role is responsible for conducting thorough audit examinations across Northern Trust Corporation, ensuring compliance with internal policies and regulatory requirements, and supporting the continuous improvement of operational efficiency and internal controls. The Auditor reports directly to an Audit Team Lead or Audit Manager and provides both technical expertise and guidance to other auditors during engagements.

Key Responsibilities:

• Plan, execute, and report on audits of the Northern Trust AML/Financial Crimes program as part of the annual audit plan.
• Assess the design and operating effectiveness of AML controls, including:
• KYC – CDD/EDD
• Transaction monitoring
• AML risk assessment
• Training and governance
• Sanctions and PEP screening
• Perform audit engagements in various roles including leading, staffing, consulting, or oversight as needed.
• Stay current with regulatory rules, industry changes, and best practices.
• Evaluate corporate management, business processes, controls, and operational practices during audits.
• Apply analytical skills to review information and identify potential control weaknesses.
• Develop thorough understanding and adhere to Northern Trust Audit Methodology and Department Standards.
• Compile high-quality summaries of findings and recommendations in a clear, professional manner.
• Participate in meetings with business units to present audit results and communicate operational recommendations.
• Provide coaching and training to auditors during audit engagements.
• Complete special projects or assignments as requested by management.

Required Knowledge and Skills:

• Knowledge of auditing in the financial services industry and basic accounting principles.
• Strong analytical, organizational, and report-writing skills.
• Proficiency in workpaper documentation and presentation of audit findings.
• Professional certifications (CAMS, CFE, CPA, CISA, CIA, ACA, ACCA) or MBA preferred.

Experience:

• Minimum 2 years of auditing or systems experience in financial institutions or related public accounting roles.
• Familiarity with AML and Financial Crimes compliance programs.

Benefits:
Northern Trust offers a comprehensive benefits package including retirement plans (401k and pension), medical, dental, vision, disability coverage, paid time off, parental and caregiver leave, life and accident insurance, voluntary benefits, and a discretionary bonus program that may include equity.

Work Environment:
Northern Trust promotes a flexible, collaborative, and inclusive culture. Internal mobility is encouraged, senior leadership is accessible, and employees are supported in achieving both professional growth and community impact.

Reasonable Accommodation:
Northern Trust is committed to providing reasonable accommodations for individuals with disabilities. Please contact the HR Service Center at MyHRHelp@ntrs.com for assistance.

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